Essential Compliance and Financial Crime Update

Seminar Overview

Goodacre UK will continue its hugely popular run of Compliance and Financial Crime seminars for the Securities Industry across 2018. These seminars involve leading compliance, regulatory and financial crime experts and are the best way of maintaining your understanding on developments and threats.

Lunch is provided.



The following topics will be covered

  • Regulatory Update
  • General Data Protection Regulation (GDPR)
    • Myths vs Facts
    • Auditing compliance with the regulation
  • Distributed Ledger Technology: Challenges and Opportunities
  • Senior Managers and Certification Regime
  • Treatment of Politically Exposed Persons
  • MiFID II Progress Report


Speakers include

  • David Morrey, Grant Thornton
  • Alan Ward, Stephenson Harwood LLP
  • Martijn Verbree, KPMG  
  • Sebastian Barling, Linklaters
  • Elizabeth-Oberle-Robertson, Jones Day


Who should attend?

Directors, compliance officers, MLROs, senior managers, audit personnel, financial controllers, representatives from system and service providers and all staff who need to understand the legislative and regulatory agenda.



A CPD certificate will be provided to all attendees, which may be considered appropriate by your company for the accrual of CPD hours.


To Reserve a Place

Email This email address is being protected from spambots. You need JavaScript enabled to view it., book online or call +44 (0)20 7422 0063. Price exclusive of VAT.


Event and Venue Information

CPD Authorised Yes
Event Date 01-03-2018
Event End Date 01-03-2018
Event Time 10:00 - 14:00
Price £150.00
Speaker To be announced
Location Grant Thornton LLP ,  30 Finsbury Square, London EC2A 1AG
£150.00 990