Essential Compliance Update December

Essential Compliance Update 

14th December 2021

Online, Live and Interactive 

 

Leading compliance and regulatory experts will present a concise and effective update on a range of subjects relevant to today’s markets. 



The best way of ensuring you and your firm remain up to date.

 

Topics include:

 

  • Outlook for 2022 - The FCA's Priorities 
  • Economic Crime Update
  • Remote Working and the FCA's Expectations
  • New Investment Firms Prudential Regime (IFPR)

 

Speakers include:
  • Alan Ward, Senior Associate, Stephenson Harwood LLP
  • Gavin Stewart, Director, FSA, Grant Thornton LLP UK
  • Dr Anne Sammon Partner for Pinsent Masons LLP
  • David Morrey, Partner, Head of Investment Management, FSG, Grant Thornton LLP UK

 

Who should attend?

Directors, compliance officers, MLROs, senior managers, audit personnel, HR, financial controllers, representatives from system and service providers and all staff who need to understand the legislative and regulatory agenda.

Training and Venue Information

CPD Authorised Yes
Event Date 14-12-2021
Event End Date 14-12-2021
Event Time 10:00 - 12:00
Price £45.00
£45.00 986