Meeting the Challenges of SRD II

Meeting the Challenges of SRD II 

Thursday 29th April 2021 | 10:30-11:30

Online, Live and Interactive 

 

SRD II establishes requirements in relation to facilitate company identification of it's shareholders and the exercise of shareholder rights. 

Specifically, the requirements include:

  • Identification of shareholders
  • Transmission of information between Issuers, intermediaries and shareholders
  • Facilitation of the exercise of shareholders rights
  • Transparency of costs
  • Public disclosure of information by institutional investors, asset managers, life insurers and proxy advisors
  • Remuneration of directors and related party transactions

Industry experts will explain how firms are responding to the regulations and there will also be a guide to digitising compliance obligations.

 

This briefing is free to attend and will benefit senior representatives from Wealth Managers, Private Client/Retail Brokers and Investment Managers.

 

 

This briefing is run in partnership with Broadridge Financial Solutions

Training and Venue Information

CPD Authorised Yes
Event Date 29-04-2021
Event End Date 29-04-2021
Event Time 10:30 - 11:30
Price £0
991