Meeting the Challenges of SRD II

Thursday 29th April 2021 | 10:30-11:30

Online, Live and Interactive

SRD II establishes requirements in relation to facilitate company identification of it's shareholders and the exercise of shareholder rights.

Specifically, the requirements include:

Identification of shareholders
Transmission of information between Issuers, intermediaries and shareholders
Facilitation of the exercise of shareholders rights
Transparency of costs
Public disclosure of information by institutional investors, asset managers, life insurers and proxy advisors
Remuneration of directors and related party transactions

Industry experts will explain how firms are responding to the regulations and there will also be a guide to digitising compliance obligations.

This briefing is free to attend and will benefit senior representatives from Wealth Managers, Private Client/Retail Brokers and Investment Managers.

This briefing is run in partnership with Broadridge Financial Solutions