Forthcoming Training

Are criminals using your organisation to launder the proceeds of their crimes or to finance terrorism?

CPD Authorised Yes
Event Date 28-11-2019
Event End Date 28-11-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 998

The handling of client money and custody assets is a top priority for regulated firms. 

CPD Authorised Yes
Event Date 27-11-2019
Event End Date 27-11-2019
Event Time 10:00 - 17:00
Price £330.00
£330.00 1000

Executive overview of the CASS Regime

CPD Authorised Yes
Event Date 20-11-2019
Event End Date 20-11-2019
Event Time 10:00 - 13:00
Price £300.00
£300.00 999

Senior Managers & Certification Regime - CPD Training Session

CPD Authorised Yes
Event Date 26-09-2019
Event End Date 26-09-2019
Event Time 10:00 - 13:00
Price £330.00
£330.00 997

Senior Managers & Certification Regime - CPD Training Session

CPD Authorised Yes
Event Date 12-12-2019
Event End Date 11-12-2019
Event Time 10:00 - 13:00
Price £295.00
£295.00 1000

The handling of client money and custody assets is a top priority for regulated firms. 

CPD Authorised Yes
Event Date 14-11-2019
Event End Date 14-11-2019
Event Time 10:00 - 13:00
Price £295.00
£295.00 999

This seminar provides a detailed analysis of what Transaction Reporting is and why this is considered to be so important to the regulator.
It will also highlight the differences compared to Trade Reporting. 

CPD Authorised Yes
Event Date 17-10-2019
Event End Date 17-10-2019
Event Time 10:00 - 13:00
Price £230.00
£230.00 997

This seminar provides a detailed analysis of what Transaction Reporting is and why this is considered to be so important to the regulator.
It will also highlight the differences compared to Trade Reporting. 

CPD Authorised Yes
Event Date 05-12-2019
Event End Date 05-12-2019
Event Time 10:00 - 13:00
Price £230.00
£230.00 999

Understand the nature and structure of the Bond Markets, as well as the strategies and techniques associated with operating in this sector.

CPD Authorised Yes
Event Date 22-10-2019
Event End Date 22-10-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 999

There is ever-increasing focus by the regulators on senior managers and their individual accountability, especially when things go wrong.  This approach is now being even further strengthened by the extension of the Senior Managers and Certification Regime to all regulated firms during 2019.  In this climate it is important for all those in senior positions to have a clear understanding of what the regulators expect of them.  This seminar has been designed to help senior managers and others whose roles are currently subject to approval to comply with their regulatory obligations.

CPD Authorised Yes
Event Date 06-11-2019
Event End Date 06-11-2019
Event Time 10:00 - 13:00
Price £275.00
£275.00 998

This Seminar will provide an overview of Money Laundering and the legislation that has been introduced to prevent this illegal activity. The steps that must be taken to ensure compliance requirements are met will be explained in detail.

CPD Authorised Yes
Event Date 30-10-2019
Event End Date 30-10-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 999

Compliance Monitoring - CPD Training Session

CPD Authorised Yes
Event Date 10-12-2019
Event End Date 10-12-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 1000

Lifecycle of a Trade - CPD Training Session

CPD Authorised Yes
Event Date 15-10-2019
Event End Date 15-10-2019
Registration Start Date 30-11-2009
Event Time 10:00 - 13:00
Price £210.00
£210.00 999
CPD Authorised Yes
Event Date 19-11-2019
Event End Date 19-11-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 1000

A "Politically Exposed Person" (PEP) may present a higher risk for potential involvement in bribery and corruption. 

CPD Authorised Yes
Event Date 03-12-2019
Event End Date 03-12-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 1000

By the end of the course the attendee will have a clear route map to 2019, showing likely tasks which can be commenced now at little additional cost to the firm, allowing them to be well prepared for FCA’s detailed proposals.

CPD Authorised Yes
Event Date 24-10-2019
Event End Date 24-10-2019
Event Time 10:00 - 13:00
Price £290.00
£290.00 1000