Forthcoming Training

This seminar provides a detailed analysis of what Transaction Reporting is and why this is considered to be so important to the regulator.
It will also highlight the differences compared to Trade Reporting. 

CPD Authorised Yes
Event Date 21-04-2020
Event End Date 21-04-2020
Event Time 10:00 - 13:30
Price £260.00
£260.00 996

This seminar provides a detailed analysis of what Transaction Reporting is and why this is considered to be so important to the regulator.
It will also highlight the differences compared to Trade Reporting. 

CPD Authorised Yes
Event Date 04-06-2020
Event End Date 04-06-2020
Event Time 10:00 - 13:30
Price £260.00
£260.00 998
CPD Authorised Yes
Event Date 09-04-2020
Event End Date 09-04-2020
Event Time 12:00 - 14:00
Price £99.00
£99.00 991

The handling of client money and custody assets is a top priority for regulated firms. 

CPD Authorised Yes
Event Date 16-04-2020
Event End Date 16-04-2020
Event Time 10:00 - 17:00
Price £360.00
£360.00 999

The handling of client money and custody assets is a top priority for regulated firms. 

CPD Authorised Yes
Event Date 30-06-2020
Event End Date 30-06-2020
Event Time 10:00 - 17:00
Price £360.00
£360.00 999

This half day course will help to give directors/senior management/significant influence controlled function holders an overview of the FCA Client Money/Assets regime, and how it impacts specifically on their roles.

CPD Authorised Yes
Event Date 12-05-2020
Event End Date 12-05-2020
Event Time 10:00 - 13:00
Price £330.00
£330.00 999

Senior Managers & Certification Regime - CPD Training Session

CPD Authorised Yes
Event Date 16-06-2020
Event End Date 16-06-2020
Event Time 10:00 - 13:00
Price £330.00
£330.00 1000

A "Politically Exposed Person" (PEP) may present a higher risk for potential involvement in bribery and corruption. 

CPD Authorised Yes
Event Date 25-06-2020
Event End Date 25-06-2020
Event Time 10:00 - 13:00
Price £230.00
£230.00 998

Are criminals using your organisation to launder the proceeds of their crimes or to finance terrorism?

CPD Authorised Yes
Event Date 19-05-2020
Event End Date 19-05-2020
Event Time 10:00 - 13:00
Price £230.00
£230.00 1000

The handling of client money and custody assets is a top priority for regulated firms. 

CPD Authorised Yes
Event Date 29-04-2020
Event End Date 29-04-2020
Event Time 10:00 - 12:00
Price £199.00
£199.00 998

Understand the nature and structure of the Bond Markets, as well as the strategies and techniques associated with operating in this sector.

CPD Authorised Yes
Event Date 05-05-2020
Event End Date 05-05-2020
Event Time 10:00 - 13:00
Price £230.00
£230.00 1000

This highly interactive webinar details all of the main elements involved with financial promotions.

CPD Authorised Yes
Event Date 07-04-2020
Event End Date 07-04-2020
Event Time 10:00 - 12:00
Price £99.00
£99.00 1000

This course explains the fundamentals of securities, derivatives, stock exchanges and other players in the trading environment. 

CPD Authorised Yes
Event Date 28-05-2020
Event End Date 28-05-2020
Event Time 14:00 - 17:00
Price £230.00
£230.00 999
CPD Authorised Yes
Event Date 02-06-2020
Event End Date 02-06-2020
Event Time 10:00 - 13:00
Price £230.00
£230.00 1000

Lifecycle of a Trade - CPD Training Session

CPD Authorised Yes
Event Date 28-05-2020
Event End Date 28-05-2020
Registration Start Date 30-11-2009
Event Time 10:00 - 13:00
Price £230.00
£230.00 1000

Essential Compliance Update for Wealth Managers

CPD Authorised Yes
Event Date 13-05-2020
Event End Date 13-05-2020
Event Time 9:00 - 13:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 09-04-2020
Event End Date 09-04-2020
Event Time 9:00 - 11:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 16-04-2020
Event End Date 16-04-2020
Event Time 9:00 - 11:00
Price £99.00
£99.00 998
CPD Authorised Yes
Event Date 16-04-2020
Event End Date 16-04-2020
Event Time 12:00 - 14:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 18-05-2020
Event End Date 18-05-2020
Event Time 14:00 - 16:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 04-06-2020
Event End Date 04-06-2020
Event Time 14:00 - 16:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 21-04-2020
Event End Date 21-04-2020
Event Time 10:00 - 11:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 28-04-2020
Event End Date 28-04-2020
Event Time 10:00 - 11:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 05-05-2020
Event End Date 05-05-2020
Event Time 10:00 - 11:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 02-06-2020
Event End Date 02-06-2020
Event Time 10:00 - 11:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 09-06-2020
Event End Date 09-06-2020
Event Time 10:00 - 11:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 16-06-2020
Event End Date 16-06-2020
Event Time 10:00 - 11:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 21-04-2020
Event End Date 21-04-2020
Event Time 15:00 - 16:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 28-04-2020
Event End Date 28-04-2020
Event Time 15:00 - 16:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 05-05-2020
Event End Date 05-05-2020
Event Time 15:00 - 16:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 02-06-2020
Event End Date 02-06-2020
Event Time 15:00 - 16:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 09-06-2020
Event End Date 09-06-2020
Event Time 15:00 - 16:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 16-06-2020
Event End Date 16-06-2020
Event Time 15:00 - 16:00
Price £99.00
£99.00 1000
CPD Authorised Yes
Event Date 07-04-2020
Event End Date 07-04-2020
Event Time 14:00 - 15:00
901

The handling of client money and custody assets is a top priority for regulated firms. 

CPD Authorised Yes
Event Date 17-04-2020
Event End Date 17-04-2020
Event Time 10:00 - 13:00
Price £199.00
£199.00 999
CPD Authorised Yes
Event Date 21-05-2020
Event End Date 21-05-2020
Event Time 10:00 - 13:00
Price £199.00
£199.00 999
CPD Authorised Yes
Event Date 09-04-2020
Event End Date 09-04-2020
Event Time 10:00 - 11:00
967
CPD Authorised Yes
Event Date 14-05-2020
Event End Date 14-05-2020
Event Time 10:00 - 12:00
Price £99.00
£99.00 998
CPD Authorised Yes
Event Date 27-05-2020
Event End Date 27-05-2020
Event Time 10:00 - 12:00
Price £99.00
£99.00 999
CPD Authorised Yes
Event Date 08-04-2020
Event End Date 08-04-2020
Event Time 10:00 - 11:00
988
CPD Authorised Yes
Event Date 23-04-2020
Event End Date 23-04-2020
Event Time 10:00 - 13:00
Price £199.00
£199.00 1000