Compliance Monitoring

Webinar Overview:
 
This introductory level, highly interactive training session details all of the main elements involved in Compliance Monitoring. No prior knowledge is assumed and all relevant industry jargon will be explained in plain English throughout. 


Topics include:
  • What is Compliance Monitoring?
  • What are the three lines of defense?
  • Where does Compliance Monitoring sit within these three lines of defense?
  • Procedures and processes
  • Reporting the results
  • Designing, monitoring, testing and implementing a Compliance Monitoring program
 
Who Should Attend?

This introductory level course is suitable for staff that are new to the financial services industry that either work in Risk, Compliance or Compliance Monitoring, staff from system and service suppliers to the regulated market place or those that are looking to refresh their knowledge. 

Event and Venue Information

CPD Authorised Yes
Event Date 06-05-2021
Event End Date 06-05-2021
Event Time 14:00 - 16:00
Price £199.00
£199.00 1000