Compliance Monitoring
Compliance Monitoring
Tuesday 26th September | 10:00 - 12:00 | £220 | 2 CPD hours
Webinar Overview:
This introductory level, highly interactive training session details all of the main elements involved in Compliance Monitoring. No prior knowledge is assumed and all relevant industry jargon will be explained in plain English throughout.
Topics include:
Topics include:
- What is Compliance Monitoring?
- What are the three lines of defence?
- Where does Compliance Monitoring sit within these three lines of defence?
- Procedures and processes
- Reporting the results
- Designing, monitoring, testing and implementing a Compliance Monitoring programme
Who Should Attend?
This introductory level course is suitable for staff that are new to the financial services industry that either work in Risk, Compliance or Compliance Monitoring, staff from system and service suppliers to the regulated market place or those that are looking to refresh their knowledge.
This introductory level course is suitable for staff that are new to the financial services industry that either work in Risk, Compliance or Compliance Monitoring, staff from system and service suppliers to the regulated market place or those that are looking to refresh their knowledge.
Event and Venue Information
| CPD Authorised | Yes |
| Event Date | 26-09-2023 |
| Event End Date | 26-09-2023 |
| Event Time | 10:00 - 12:00 |
| Price | £220.00 |