Corporate Actions - CPD Training Course

Seminar Overview 

This seminar is ideal for anyone who wishes to understand the important, but sometimes poorly understood, specialised discipline of managing Corporate Actions and Asset Servicing within securities firms. It will explain what Corporate Actions are and how they impact firms highlighting some of the specific controls and processes which arise plus the need for attention to be paid to the management of operational risk.  You will learn the scope of asset servicing and how firms handle these activities.


The content will include: 

  • The nature of corporate actions, using examples
  • The securities and participants involved
  • The processing life cycle 
  • Mandatory and voluntary events with examples
  • IPOs / Proxy Voting / Tax
  • Legal issues
  • Event management
  • Risk, systems and controls


Who should attend?

This seminar will be of benefit to all operations personnel, new entrants in a Corporate Actions environment, internal audit, front office support staff and those involved in providing services and systems to regulated firms.  It will also be of use to those working in IT who need a better understanding of Corporate Actions processing.  



A CPD certificate will be provided to all attendees, which may be considered appropriate by your company for the accrual of CPD hours. This session will qualify for 3 CPD hours.


To Reserve a Place

Email This email address is being protected from spambots. You need JavaScript enabled to view it., call +44 (0)20 7422 0063 or book online. You will receive confirmation of your booking within 24 hours. Price inclusive of all course material. Price exclusive of VAT.


Training and Venue Information

CPD Authorised Yes
Event Date 28-05-2020
Event End Date 28-05-2020
Event Time 14:00 - 17:00
Price £230.00
Location SIX Financial Information UK (EC2),  6 Devonshire Square, London EC2M 4YE, UK
£230.00 999