Essential Compliance Update








Essential Compliance Update for Wealth Managers


These seminars involve leading compliance and regulatory experts and are the best way of maintaining your understanding on the latest developments and threats. With increasing pressure from the Regulator, organisations must make sure they are up-to-date with the latest from the FCA.



Topics to be Covered:

  • FCA Update
  • The Latest on FCA Enforcement Action
  • Employment Law Update - Gender/#MeToo
  • The Impact of Brexit on Intellectual Property, Data Protection and the Future of the Workplace



Speakers Include: 

  • Whitecase LLP
  • Locke Lord LLP



Who should attend?

Directors, compliance officers, MLROs, senior managers, audit personnel, HR, financial controllers, representatives from system and service providers and all staff who need to understand the legislative and regulatory agenda.





This session will qualify for 4 hours of CPD.



To Reserve your Place


Get in touch at This email address is being protected from spambots. You need JavaScript enabled to view it. for more information. Lunch will be provided



Event and Venue Information

CPD Authorised Yes
Event Date 13-05-2020
Event End Date 13-05-2020
Event Time 9:00 - 13:00
Price £99.00
£99.00 1000