Introduction to Market Abuse and Insider Dealing

 

Intro to Market Abuse and Insider Dealing

Thursday 1st December 2022 | 10:00 - 12:00

 

 

Seminar Overview

This seminar is ideal for anyone who wishes to understand the very important disciplines of Market Abuse and Insider Dealing within financial services firms. It will explain what the terms mean and how they impact firms by highlighting key aspects of current regulations. You will learn the scope of Market Abuse and Insider Dealing and how firms need to protect themselves from this criminal behaviour. 


The following topics will be covered:

  • Background
  • The criminal offences
  • The Criminal Justice Act  – Insider dealing
  • The Financial Services Act 
  • The civil offences
  • Market Abuse Regulation

 

Who should attend:

This training will benefit all staff within a financial services firm, including compliance personnel and internal audit staff. It will also be of use to those working in IT who need a better understanding of Market Abuse and Insider Dealing and how these impacts a firm's systems and processes. 

Event and Venue Information

CPD Authorised Yes
Event Date 01-12-2022
Event End Date 01-12-2022
Event Time 10:00 - 12:00
Price £220.00
£220.00 1000