Introduction to the UK Financial Regulation


Introduction to the UK Financial Regulation

Tuesday 4th October | 14:00 - 16:00


This course explains financial regulation in the UK and the need for stability in the markets for relevant processes.

This course provides delegates with an understanding of:

o    The framework of regulations in the UK

o    The FCA and the PRA

o    The Financial Services and Markets Act

o    Approved persons

o    Conduct of business rules

o    Client Assets

o    The process through which the regulators can enforce its rules



A CPD certificate will be provided to all attendees, which may be considered appropriate by your company for the accrual of CPD hours. Delegates will qualify for 2 CPD hours.

Event and Venue Information

CPD Authorised Yes
Event Date 04-10-2022
Event End Date 04-10-2022
Event Time 14:00 - 16:00
Price £220.00
£220.00 1000