Market Abuse

Seminar Overview

 

Behaviour such as insider dealing and market manipulation can amount to market abuse. Firms must have safeguards in place to identify and reduce the risk of market abuse and other financial crime. And yet we still continue to see examples plaguing the industry. This Market Abuse course is about much more than just MAR; we examine the full landscape of market abuse; what it is, what it means and why it matters.

 

 The Market Abuse Regulation (MAR) was introduced in July 2016 and the FCA has recently imposed some big fines on high-profile names in financial services.

  

  • In this Market Abuse course learn about:
    1. A recap on MAR
    2. Practical considerations and apply MAR
    3. Case study analysis
  • The objective is to define what constitutes market abuse, what does it really mean and why does it matter.
  • This Market Abuse course considers the challenges of managing market abuse and how to meet the regulatory expectations

 

The following topics will be covered:

 

  • The Market Abuse Regulation
  • Main offences
  • The link between MAR & Competition law
  • Insider dealing
  • Manipulating transactions
  • Manipulating devices
  • Market Manipulation
  • Dissemination
  • Misleading behaviour and distortion
  • Abuse Squeezes
  • Wash Trades
  • Painting the tape
  • Phishing
  • Ping Orders
  • Marking the close
  • Pump and Dump
  • Layering and Spoofing
  • Trash and Cash
  • Colluding in the after-market of an IPO

Who should attend?

 

  • Compliance professionals who want to further their understanding of the market abuse landscape and ensure they are positioned to detect and avoid future issues.
  • Investment and front-line staff at regulated firms who act as the first line of defense.
  • Anyone responsible for the monitoring, supervising or detection of unusual or market abuse transactions within their organisation.

 

 CPD

 

A CPD certificate will be provided to all attendees, which may be considered appropriate by your company for the accrual of CPD hours.

 

To Reserve a Place

 

Email This email address is being protected from spambots. You need JavaScript enabled to view it., call +44 (0)20 7422 0063 or book online. You will receive confirmation of your booking within 24 hours. Price inclusive of all course material. Price exclusive of VAT.

 

 

Training and Venue Information

CPD Authorised Yes
Event Date 16-04-2020
Event End Date 16-04-2020
Event Time 9:00 - 11:00
Price £99.00
£99.00 999