Financial Services Regulation & SMCR For HR Specialists
Tuesday 3rd November | 10:00 – 12:00 | £195 | 2 CPD hours
Webinar Overview
Recent and proposed changes to the regulatory requirements have significant implications for those responsible for and working in Human Resources. This webinar will explore the impact of regulation on the HR function in financial services. It will focus on changes to the Senior Managers and Certification Regime (SMCR), the impact of the Consumer Duty and the regulatory stance on corporate culture and conduct, including non-financial misconduct. The session will provide a review and update of these developments from the HR perspective
Key Topics:
- Overview of the regulatory requirements governing people and the Senior Managers and Certification Regime
- The Consumer Duty and HR
- Developments relating to the Senior Managers Regime
- Recruitment and initial Fit and Proper assessment
- Changes to the Conduct Rules
- Culture in firms and non-financial misconduct
- The impact of potential legislative changes.
Who should attend?
This webinar is intended for HR professionals and those responsible for HR activities in their firms. It is ideally suited for those who may have attended an introductory session on financial services regulation and the SMCR previously. This event is equally appropriate for staff from firms which are either solo regulated (FCA) or dual regulated (PRA and FCA).
Training and Venue Information
| CPD Authorised | Yes |
| Event Date | 03-11-2026 |
| Event End Date | 03-11-2026 |
| Price | One Place £195, Two Places from the same firm £340, Three Places from the same firm £500, additional Places £75 each. |
| Location | Online Training |