CASS Summer Workshop

CASS Summer Workshop

Wednesday 14th August |09:30 - 13:00 | £399 | 3.5 hours CPD

 

  • Overview and purpose of CASS
  • Key principles and objectives
  • Regulatory Mindset
  • CASS Framework - CASS 6,7  in a nutshell
  • Operational Resilience - CASS 10 Resolution Pack
  • Transfer Collateral Arrangements (TTCAs) overview
  • Delivery vs Payment Exemption
  • Safe custody assets
  • Registration and recording of legal title
  • Reconciliations and record-keeping
  • Definition of client money
  • Segregation requirements
  • Client money distribution rules
  • Role of the CF10a (CASS Operational Oversight Function)
  • Internal systems and controls
  • Case studies of recent FCA enforcement actions
  • Lessons learned and best practices

Training and Venue Information

CPD Authorised Yes
Event Date 14-08-2024
Event End Date 14-08-2024
Price £399.00
£399.00 1000