Forthcoming Training

 

UK IFA Financial Markets

CPD Authorised Yes
Event Date 30-01-2020
Event End Date 30-01-2020
Event Time 10:00 - 13:00
Price £260.00
£260.00 999

The handling of client money and custody assets is a top priority for regulated firms. 

CPD Authorised Yes
Event Date 25-02-2020
Event End Date 25-02-2020
Event Time 10:00 - 13:00
Price £330.00
£330.00 994

This seminar provides a detailed analysis of what Transaction Reporting is and why this is considered to be so important to the regulator.
It will also highlight the differences compared to Trade Reporting. 

CPD Authorised Yes
Event Date 21-04-2020
Event End Date 21-04-2020
Event Time 10:00 - 13:30
Price £260.00
£260.00 996

This seminar provides a detailed analysis of what Transaction Reporting is and why this is considered to be so important to the regulator.
It will also highlight the differences compared to Trade Reporting. 

CPD Authorised Yes
Event Date 04-02-2020
Event End Date 04-02-2020
Event Time 10:00 - 13:30
Price £260.00
£260.00 994

This seminar provides a detailed analysis of what Transaction Reporting is and why this is considered to be so important to the regulator.
It will also highlight the differences compared to Trade Reporting. 

CPD Authorised Yes
Event Date 04-06-2020
Event End Date 04-06-2020
Event Time 10:00 - 13:30
Price £260.00
£260.00 998

Cybercrime - CPD Training Session

CPD Authorised Yes
Event Date 06-02-2020
Event End Date 06-02-2020
Event Time 10:00 - 13:00
Price £230.00
£230.00 995

By the end of the course the attendee will have a clear route map to 2019, showing likely tasks which can be commenced now at little additional cost to the firm, allowing them to be well prepared for FCA’s detailed proposals.

CPD Authorised Yes
Event Date 17-03-2020
Event End Date 17-03-2020
Event Time 10:00 - 13:00
Price £330.00
£330.00 991

The handling of client money and custody assets is a top priority for regulated firms. 

CPD Authorised Yes
Event Date 13-02-2020
Event End Date 13-02-2020
Event Time 10:00 - 17:00
Price £360.00
£360.00 999

The handling of client money and custody assets is a top priority for regulated firms. 

CPD Authorised Yes
Event Date 16-04-2020
Event End Date 16-04-2020
Event Time 10:00 - 17:00
Price £360.00
£360.00 1000

The handling of client money and custody assets is a top priority for regulated firms. 

CPD Authorised Yes
Event Date 30-06-2020
Event End Date 30-06-2020
Event Time 10:00 - 17:00
Price £360.00
£360.00 1000

This half day course will help to give directors/senior management/significant influence controlled function holders an overview of the FCA Client Money/Assets regime, and how it impacts specifically on their roles.

CPD Authorised Yes
Event Date 12-05-2020
Event End Date 12-05-2020
Event Time 10:00 - 13:00
Price £330.00
£330.00 1000

Senior Managers & Certification Regime - CPD Training Session

CPD Authorised Yes
Event Date 16-06-2020
Event End Date 16-06-2020
Event Time 10:00 - 13:00
Price £330.00
£330.00 1000

Senior Managers & Certification Regime - CPD Training Session

CPD Authorised Yes
Event Date 31-03-2020
Event End Date 31-03-2020
Event Time 10:00 - 13:00
Price £330.00
£330.00 1000

This Seminar will provide an overview of Money Laundering and the legislation that has been introduced to prevent this illegal activity. The steps that must be taken to ensure compliance requirements are met will be explained in detail.

CPD Authorised Yes
Event Date 10-03-2020
Event End Date 10-03-2020
Event Time 10:00 - 13:00
Price £230.00
£230.00 1000

A "Politically Exposed Person" (PEP) may present a higher risk for potential involvement in bribery and corruption. 

CPD Authorised Yes
Event Date 25-06-2020
Event End Date 25-06-2020
Event Time 10:00 - 13:00
Price £230.00
£230.00 999

Are criminals using your organisation to launder the proceeds of their crimes or to finance terrorism?

CPD Authorised Yes
Event Date 19-05-2020
Event End Date 19-05-2020
Event Time 10:00 - 13:00
Price £230.00
£230.00 1000

The handling of client money and custody assets is a top priority for regulated firms. 

CPD Authorised Yes
Event Date 28-04-2020
Event End Date 28-04-2020
Event Time 10:00 - 13:00
Price £330.00
£330.00 1000

Understand the nature and structure of the Bond Markets, as well as the strategies and techniques associated with operating in this sector.

CPD Authorised Yes
Event Date 05-05-2020
Event End Date 05-05-2020
Event Time 10:00 - 13:00
Price £230.00
£230.00 1000

Compliance Monitoring - CPD Training Session

CPD Authorised Yes
Event Date 20-02-2020
Event End Date 20-02-2020
Event Time 10:00 - 13:00
Price £230.00
£230.00 1000

Lifecycle of a Trade - CPD Training Session

CPD Authorised Yes
Event Date 12-03-2020
Event End Date 12-03-2020
Registration Start Date 30-11-2009
Event Time 10:00 - 13:00
Price £230.00
£230.00 998

This highly interactive training session details all of the main elements involved with financial promotions.

CPD Authorised Yes
Event Date 07-04-2020
Event End Date 07-04-2020
Event Time 10:00 - 13:00
Price £230.00
£230.00 1000

This course explains the fundamentals of securities, derivatives, stock exchanges and other players in the trading environment. 

CPD Authorised Yes
Event Date 28-05-2020
Event End Date 28-05-2020
Event Time 14:00 - 17:00
Price £230.00
£230.00 999
CPD Authorised Yes
Event Date 02-06-2020
Event End Date 02-06-2020
Event Time 10:00 - 13:00
Price £230.00
£230.00 1000

Lifecycle of a Trade - CPD Training Session

CPD Authorised Yes
Event Date 28-05-2020
Event End Date 28-05-2020
Registration Start Date 30-11-2009
Event Time 10:00 - 13:00
Price £230.00
£230.00 1000

This interactive seminar is ideal for anyone who wishes to have a general overview of some of the maths used within financial services firms. It will explain what financial maths is and how it can be used practically within a financial services firm. Delegates will get the opportunity to have a go at the calculations during the seminar. No prior knowledge or experience of financial maths is required or assumed.

CPD Authorised Yes
Event Date 20-02-2020
Event End Date 20-02-2020
Event Time 14:00 - 17:00
Price £260.00
£260.00 1000