The Securities Operations & Compliance Academy – Comprising 16 practical one-hour sessions which will benefit operations, compliance, custody, middle office, wealth management and asset management personnel.
Each session will charged at £99 or £299 for 4 sessions.
Module 1: Trading Life Cycle – Session 4: Managing Failed and Aged Trades
Wednesday 21st October |10:00 – 11:00 | From £99 | 1 CPD hour
Training Overview
This session will cover causes, consequences and resolution of settlement failures. Learning outcomes will include:
- Analyse reasons for trade failures
- Apply escalation procedures
- Understand financial and reputational impacts
CPD
A CPD certificate will be provided to all attendees, which may be considered appropriate by your company for the accrual of CPD hours. This course will qualify for 1 CPD hour.
Training and Venue Information
| CPD Authorised | Yes |
| Event Date | 21-10-2026 |
| Event End Date | 21-10-2026 |
| Price | From£99 |
| Location | Online Training |