The Securities Operations & Compliance Academy – Comprising 16 practical one-hour sessions which will benefit operations, compliance, custody, middle office, wealth management and asset management personnel.
Each session will charged at £99 or £299 for 4 sessions.
Module 4: Compliance & Regulation Session 11: Consumer Duty & Conduct Risk
Friday 13th November |10:00 – 11:00 | From £99 | 1 CPD hour
Training Overview
This session will cover the practical impact of Consumer Duty requirements. Learning outcomes will include:
- Understand FCA expectations
- Identify conduct risk indicators
- Apply good customer outcomes principles
A CPD certificate will be provided to all attendees, which may be considered appropriate by your company for the accrual of CPD hours. This course will qualify for 1 CPD hour.
Training and Venue Information
| CPD Authorised | Yes |
| Event Date | 13-11-2026 |
| Event End Date | 13-11-2026 |
| Price | From£99 |
| Location | Online Training |