The Securities Operations & Compliance Academy – Comprising 16 practical one-hour sessions which will benefit operations, compliance, custody, middle office, wealth management and asset management personnel.
Each session will charged at £99 or £299 for 4 sessions.
Module 4: Compliance & Regulation Session 12: Market Abuse, Surveillance & Personal Account Dealing
Tuesday 17th November |10:00 – 11:00 | From £99 | 1 CPD hour
Training Overview
This session will cover protecting market integrity. Learning outcomes will include:
- Recognise market abuse indicators
- Review surveillance approaches
- Understand employee dealing controls
A CPD certificate will be provided to all attendees, which may be considered appropriate by your company for the accrual of CPD hours. This course will qualify for 1 CPD hour.
Training and Venue Information
| CPD Authorised | Yes |
| Event Date | 17-11-2026 |
| Event End Date | 17-11-2026 |
| Price | From£99 |
| Location | Online Training |