Keeping on top of your obligations as a Senior Manager
Wednesday 2nd December | 10:00 – 12:00 | 2 CPD hours | £195
Webinar Overview
Recent regulatory developments have reflected the ever-increasing focus on senior managers to hold them individually accountable for their behaviour and the manner in which they lead their firms. The Senior Managers and Certification Regime (SMCR), which is key to securing these aims, is subject to continuing refinement. Central to the SMCR are the provisions for those who are approved to perform Senior Manager Functions (SMFs). This webinar provides participants with an update about the latest SMCR requirements and offers a reminder about what the regulators expect of SMFs.
Key Topics:
- Review of the SMCR
- Emerging regulatory themes and trends
- Personal engagement with the regime and obligations under the Conduct Rules
- Staying fit and proper and keeping up to date
- The challenges of operating the certification regime and recruiting new staff
- Managing with skill, care and diligence to ensure the firm continues to meet its regulatory obligations
- Securing an inclusive corporate culture which delivers Conduct Rule compliant behaviour
- A reminder about “reasonable steps” and the protections afforded
- Where things could go a bit wrong
Who should attend?
This webinar is aimed at all those who are currently approved as SMFs, or who are in other senior management roles, including Non-Executive Directors. This session is also appropriate for those staff involved in operating the Senior Managers Regime in their firms. This event is equally appropriate for participants from firms which are either solo regulated (FCA) or dual regulated (PRA and FCA).
Training and Venue Information
| CPD Authorised | Yes |
| Event Date | 02-12-2026 |
| Event End Date | 02-12-2026 |
| Price | One Place £195, Two Places from the same firm £340, Three Places from the same firm £500, additional Places £75 each. |
| Location | Online Training |