Introduction to Corporate Actions – 6th November 2026

Introduction to Corporate Actions

Friday 6th November | 10:00 – 12:00 | 2 CPD hours | £195

Training Overview

 This course is ideal for anyone who wishes to understand the important, but specialised discipline of managing Corporate Actions and Asset Servicing within securities firms. It will explain what Corporate Actions are and how they impact firms highlighting some of the specific controls and processes which arise plus the need for attention to be paid to the management of operational risk. You will learn the scope of asset servicing and how firms handle these activities.

 Key Topics:

•  What are Corporate Actions
• Securities and Participants
• The Processing Lifecycle
• Types of Corporate Actions
• Legal Issues and Compliance

 Learning Outcomes 

• Understand the fundamental concept of corporate actions and their role in the securities market.
• Identify the securities and key stakeholders involved in corporate actions.
• Gain a clear understanding of the corporate action lifecycle and key processes.
• Differentiate between mandatory and voluntary corporate actions and understand specific event types.
• Understand the legal framework governing corporate actions.
• Learn how to manage risks and implement effective controls in corporate action processing.

Training and Venue Information